Weapon System Sustainment: DOD Can Improve Planning and Management of Data Rights [Reissued with revisions on Sep. 29, 2025]

武器系统维护:国防部可以改善数据权限的规划和管理。29,2025]

2025-09-29

Fast Facts

You wouldn't embark on a major car repair without a manual and knowledge of how the car is put together. Similarly, DOD can't maintain its weapon systems without intellectual property (IP)—technical data, user manuals, and more—from the contractors who develop them. DOD also needs the data rights to use or distribute this IP.

However, DOD weapon program staff don't always properly plan to get and manage the data rights they need. And DOD struggles to fully review the IP and data rights it gets. These challenges can limit repairs, maintenance, and modernizations.

We made recommendations that could help DOD improve its management of data rights.

Photo of a massive engine being lifted on chains out of an armored vehicle and up into the top of a warehouse

Reissued with Revisions Sep 29, 2025
On September 29, 2025, GAO reissued this report to revise a paragraph on page 15 to correct an error that replaced the word “DOD” with a number.
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Highlights

What GAO Found

When the Department of Defense (DOD) contracts for weapon systems, it generally procures some data rights to intellectual property (IP) created by contractors. These data rights determine how DOD can use and distribute contractors’ IP and are necessary for DOD to conduct system maintenance.

Selected Weapon Systems GAO Reviewed

Selected Weapon Systems GAO Reviewed

GAO found that DOD’s guidance requires programs to plan for IP and data rights necessary for sustainment by preparing IP stratgies. However, DOD guidance focuses largely on programs early in the acquisition cycle and does not fully address the needs of programs in sustainment when it comes to IP and data rights planning. None of the selected programs that completed IP strategies included all of the required elements outlined in DOD policy. Additional information could help better inform programs in sustaiment about the options available to them to address data rights shortfalls.

Selected programs received thousands of individual data products, or data deliverables, which program personnel struggled to review for completeness and accuracy. DOD components have developed tools to assist their review processes, but these efforts are not coordinated across the department. Funding the tools has also been a challenge. Until DOD assesses the tools available, programs may continue to struggle to review the data deliverables they receive.

Selected programs experienced vendor lock—or reliance on a single supplier—due to data rights shortfalls. According to officials, this approach can drive up costs and lengthen repair timeframes. Options to address these effects are limited once programs enter sustainment. Statute affords DOD unlimited rights in operation, maintenance, installation, and training (OMIT) data. However, the statute excludes detailed manufacturing or process data from this allowance. By clarifying how DOD and contractors treat detailed manufacturing or process data needed for OMIT, Congress could broaden the abililty of government personnel to make repairs themselves or compete maintenance work to different vendors while balancing the considerations of the industrial base.

Why GAO Did This Study

DOD spends billions to acquire and sustain weapon systems. To sustain these systems, DOD programs must have the necessary data rights that allow DOD or contractors to conduct maintenance activities. DOD and contractor personnel may have different interpretations of statutes, regulations and contract terms, resulting in disputes regarding what data is delivered under the contracts and affecting DOD’s ability to sustain the systems.

A Senate committee report includes a provision for GAO to study data rights. This report examines (1) how selected DOD weapon systems in sustainment planned for IP acquisition, (2) what data deliverables those programs received, and (3) what challenges, if any, selected programs faced in sustainment due to data rights shortfalls.

GAO reviewed planning and contract documents from five selected programs in sustainment: F/A-18, F-35, Littoral Combat Ship, Stryker Combat Vehicle, and Virginia-class Submarine. GAO selected programs using criteria such as military service and type of weapon system. GAO reviewed policies, and guidance on IP and data rights for DOD, and interviewed DOD IP experts, program and maintenance personnel for each selected program.

Reissued with revisions on Sep. 29, 2025

On September 29, 2025, GAO reissued this report to revise a paragraph on page 15 to correct an error that replaced the word “DOD” with a number.

Recommendations

GAO recommends that Congress consider clarifying the treatment of detailed manufacturing or process data needed for OMIT. In addition, GAO is making three recommendations to DOD, including to provide additional IP planning information for programs in sustainment and assess tools for reviewing data deliverables. DOD agreed with GAO’s recommendations.

Matter for Congressional Consideration

Matter Status Comments
Congress should consider clarifying how DOD and contractors should treat detailed manufacturing or process data that is necessary for OMIT purposes. (Matter for Consideration 1)
Open
When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Recommendations for Executive Action

Agency Affected Recommendation Status
Department of Defense The Office of the Under Secretary of Defense for Acquisition and Sustainment (OUSD A&S) should ensure the Director of the IP Cadre updates the IP guidebook or produces guidance to address the courses of action available to programs in sustainment to obtain IP and data rights. (Recommendation 1)
Open
When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.
Department of Defense OUSD A&S should ensure the Director of the IP Cadre formally assesses available tools to assist programs with the review of data deliverables, in coordination with officials responsible for the tools' development. (Recommendation 2)
Open
When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.
Department of Defense OUSD A&S should ensure the Director of the IP Cadre establishes a process to collect and distribute IP and data rights lessons learned from programs in sustainment. (Recommendation 3)
Open
When we confirm what actions the agency has taken in response to this recommendation, we will provide updated information.

Full Report

快速事实如果没有手册和汽车组装知识,你就不会开始大修汽车。同样,如果没有开发武器系统的承包商的知识产权(IP)(技术数据、用户手册等),国防部就无法维护其武器系统。国防部还需要使用或分发该IP的数据权限。然而,国防部武器项目工作人员并不总是正确地计划获取和管理他们需要的数据权限。国防部努力全面审查其获得的知识产权和数据权利。这些挑战会限制维修、维护和现代化。我们提出的建议可以帮助国防部改善其数据权限管理。2025年9月29日重新发布修订版2025年9月29日,GAO重新发布了本报告,修订了第15页的一段,以纠正将“DOD”一词替换为数字。跳到亮点突出了GAO的发现当国防部(DOD)签订武器系统合同时,它通常会获得承包商创建的知识产权(IP)的一些数据权利。这些数据权利决定了国防部如何使用和分发承包商的IP,是国防部进行系统维护所必需的。GAO审查的选定武器系统GAO发现,国防部的指南要求项目通过制定知识产权战略来规划维持所需的知识产权和数据权利。然而,国防部的指导主要集中在采办周期早期的项目上,并没有完全解决项目在知识产权和数据权利规划方面的需求。完成知识产权战略的选定项目中没有一个包括国防部政策中概述的所有必需要素。更多信息有助于更好地告知sustaiment项目解决数据权限短缺的可用选项。选定的项目收到了数千个单独的数据产品或数据交付物,项目人员很难审查这些产品的完整性和准确性。国防部各部门已经开发了工具来协助他们的审查过程,但这些工作并没有在整个部门进行协调。为这些工具提供资金也是一个挑战。在国防部评估可用的工具之前,项目可能会继续难以审查它们收到的数据交付件。由于数据权限不足,选定的项目经历了供应商锁定或对单一供应商的依赖。据官员称,这种方法可能会推高成本并延长维修时间。一旦项目进入维持阶段,解决这些影响的选择就会受到限制。法规赋予国防部在操作、维护、安装和培训(省略)数据方面的无限权利。然而,法规将详细的制造或工艺数据排除在此津贴之外。通过澄清国防部和承包商如何处理省略所需的详细制造或过程数据,国会可以扩大政府人员自行进行维修或与不同供应商竞争维护工作的能力,同时平衡工业基础的考虑。为什么GAO要做这项研究国防部花费数十亿美元来获取和维持武器系统。为了维持这些系统,国防部项目必须拥有必要的数据权限,允许国防部或承包商进行维护活动。国防部和承包商人员可能对法令、法规和合同条款有不同的解释,从而导致关于根据合同交付哪些数据的争议,并影响国防部维持系统的能力。参议院委员会的一份报告包括一项要求政府问责局研究数据权利的规定。本报告研究了(1)国防部武器系统在保障中如何计划知识产权获取,(2)这些项目收到了哪些数据交付,以及(3)由于数据权利短缺,选定的项目在保障中面临哪些挑战(如果有)GAO审查了五个选定的保障项目的规划和合同文件:F/A-18、F-35、濒海战斗舰、Stryker战车、和弗吉尼亚级潜艇。GAO根据兵役和武器系统类型等标准选择项目。GAO审查了国防部关于知识产权和数据权利的政策和指南,并为每个选定的项目采访了国防部知识产权专家、项目和维护人员。于9月9日重新发布并进行了修订。2025年9月29日2025年9月29日,GAO重新发布了这份报告,修改了第15页的一个段落,以纠正将“DOD”一词替换为数字的错误。建议GAO建议国会考虑澄清OMIT所需的详细制造或工艺数据的处理。此外,GAO还向国防部提出了三项建议,包括为维护项目提供额外的知识产权规划信息,以及评估用于审查数据可交付成果的工具。国防部同意高的建议。国会考虑事项事项状态评论国会应考虑澄清国防部和承包商应如何处理出于省略目的所需的详细制造或过程数据。(考虑事项1)尚未采取或计划采取满足建议意图的公开行动。当我们确认该机构针对该建议采取了哪些行动时,我们将提供最新信息。对执行行动机构的建议受影响的建议状态国防部负责采办和保障的国防部副部长办公室(OUSD A&S)应确保知识产权干部主任更新知识产权指南或制定指南,以解决可用于维持项目以获得知识产权和数据权利的行动方案。(建议1)尚未采取或计划采取满足建议意图的公开行动。当我们确认该机构针对该建议采取了哪些行动时,我们将提供最新信息。国防部OUSD A&S应确保知识产权干部主任与负责工具开发的官员协调,正式评估可用的工具,以协助项目审查数据可交付成果。(建议2)尚未采取或计划采取满足建议意图的公开行动。当我们确认该机构针对该建议采取了哪些行动时,我们将提供最新信息。国防部OUSD A&S应确保知识产权干部主任建立一个流程来收集和分发从维护项目中吸取的知识产权和数据权利经验教训。(建议3)尚未采取或计划采取满足建议意图的公开行动。当我们确认该机构针对该建议采取了哪些行动时,我们将提供最新信息。完整报告查看完整报告在线亮点页(1页)完整报告(43页)